Regulatory Compliance Solutions for the Financial Services Industry
Defend Against Market Abuse. Manage Your Data. Get Compliant.
Our Trade Surveillance System TZ is currently trusted by over 100 financial firms. Our trade surveillance system can test all major asset classes and provides tests to satisfy the requirements of financial regulators across the globe, including FCA, SEC, FINRA, AMF, CySEC, MAS and more.
Monitor Communications. Improve Oversight. Negate Risk.
Our eComms solution automatically detects suspicious keywords and phrases in your firm's communications and links these messages to abusive or high-risk trades.
Monitor Performance. Create Efficiency. Negate Risk.
With the ever-increasing variety of trading platforms, instruments and asset classes, doing this manually is no longer feasible.
Our Best Execution solution offers everything you need to comply with these requirements, including automated best execution testing, RTS 27 & 28 reporting, and sophisticated transaction cost analysis tools.
Worried about the switchover to EMIR REFIT? Don’t be. We’ve got it covered
Trusted By Industry Leaders
Compliance Manager - Aegon Asset Management
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