eflow
Regulatory Compliance
Solutions
Compliance can be complicated. But it doesn’t have to be.
TZ Regulatory Compliance Solutions
TZ is our flagship software. It’s powered by PATH and can provide all kinds of different regulatory compliance solutions. Here are just some of the things it can do. Click on any of the links to learn more about that feature.
Transaction Reporting
EMIR, SFTR and MiFIR Reporting Capabilities. Mifid II Record Keeping
Trade Surveillance
Market Abuse and Insider Trading Monitoring. Over 30 Different Tests and Alerts
Best Execution Monitoring
Best Ex Testing Against a Number of Industry Standard Benchmarks.
Best Execution Reporting
MiFID II-Compliant RTS-27 and RTS-28 Rporting and Custom Best Ex Reports
Transaction Cost Analysis
Post-Trade Transaction Cost Analysis (TCA) to Ensure Best Execution
Custom Reporting
Custom and Personalised Reports for Alternative Reporting Requirements.
Trade Life-Cycle Management
Straight-Through Processing for the Entire Life Cycle of Trades from Order to Settlement.
MiFID II Record Keeping
Record Storage In WORM Format Compliant With All MiFID II Compliance Standards
White-Label Solutions
TZ Is Available As A White-Label Regulatory Compliance Solution.
Integrated Reporting
TZ is a fully consolidated regulatory compliance system. That means it can test records, trigger alerts and generate reports – all in one place. Once TZ has run trade surveillance testing on your records, you can quickly compile custom or preset reports with just a few clicks without leaving the software to access a separate reporting system. It’s a streamlined approach to compliance.
Need proof?
Here are the numbers
Years of Development
Global Clients
Tests and Alerts
Custom Reports
From Our Clients
We know there's no substitute for experience.
Here's what our clients have said about working with us.
"After an extensive search we decided upon TZ for our Market Abuse and Best Execution Surveillance.
The ease of use and expertise of the eflow team made the decision an easy one."
David Elliott
Head of Compliance, The Share Centre
"Brewin Dolphin has used TZ for Trade Surveillance for six years. At Brewin Dolphin we consider a vendor relationship to be more than just the vendor providing a product; we look for vendors who are committed to product and customer service improvement. eflow fit that requirement perfectly.”
Lisa Todd
Assistant Director, Brewin Dolphin
"eflow's commitment to product development as regulation changes stands out amongst its competitors.
With eflow we are confident that we have a partner that will evolve as our requirements also evolve."
William Preston
Compliance Manager, Aegon Asset Management
"Ever since Panmure Gordon PrimeXtend started using eflow's Best Execution and Trade Surveillance solutions, we've been confident that our firm is compliant with all the necessary regulations.
TZ truly is an all-in-one compliance solution."
Michael Stables
Director - Head of Equities Trading, Panmure Gordon, PrimeXtend
PATH - Our Development Platform
PATH is the platform we use to build all of our solutions. It's been consistently refined and updated for over 2 decades. It specialises in large-volume data handling and integration of multiple data sources. Some of its main features are listed below.
Data Management
Process, sort and store extremely large volumes of data in any file format.
Data Source Integration
Communicate between different data sources with effective straight-through processing.
Workflow Automation
Reduced risk of human error and increased efficiency.
The eflow Blog
eflow Partners with e-Comms Surveillance Provider IP Sentinel
eflow Partners with IP Sentinel to Provide Holistic and Unified Trade and Communication Surveillance Solution Addressing the growing requirement within financial compliance to unify dedicated best of breed trade and e-Communications surveillance at a widely accessible...
FCA Addresses Market Abuse Concerns During COVID-19
FCA Market Watch 63 Addresses Market Conduct During Coronavirus Pandemic In their latest Market Watch newsletter, the FCA have addressed the importance of proper ‘market conduct and discipline in the context of coronavirus’. In a direct appeal, Market Watch 63...
Clashes Between EU and UK Asset Managers Over MiFID II Unbundling
Disagreement Over Research Unbundling Between UK and EU Fund Managers As part of the regulatory framework enacted by MiFID II in January of 2018, asset managers were required to separate the cost of research from other costs such as trading commissions. This...
Award winning Quality
eflow won best Transaction Cost Analysis Tool at the 2020 European TradingTech Insight Awards. We’ve also been shortlisted for Best TCA Solution and best Trade Surveillance Solution at the 2020 RegTech Insight Awards.
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