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FCA, Asset Managers and Market Abuse Controls

Ever since 2015, the Financial Conduct Authority (FCA) have been increasingly focussed on the minimisation of market abuse within the asset management industry. The origin of the FCA’s most recent campaign against market abuse can be traced back to the findings of a...

Trade Reporting vs Transaction Reporting: What’s the Difference?

In January of this year, the updated framework of Markets in Financial Instruments Directive (MiFID II) was rolled out, marking one of the biggest overhauls to Europe’s financial industry in decades. The new legislation, updated from 2007’s initial directive, took...

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How advisors are responding to #MiFID2 📋🤔➡️ https://t.co/nRXezkGe2X

Recent changes to #MAR offer firms a great opportunity... 👍➡️ https://t.co/970YjykjYk #MiFID2

Impact of #MiFID2 #research cost rules revealed 🔎💷 https://t.co/XHfkYeNLul

#MarketAbuse Detection - A Straightforward Introduction:🤔➡️ https://t.co/sxdv9SiVC7 #MiFID2

#MiFID2 reaches across the pond: is this the calm before the storm? 🇺🇸🇪🇺🤔 ➡️ https://t.co/72mMUGoaAg

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