Regulatory Compliance Solutions for the Financial Services Industry

Defend Against Market Abuse. Manage Your Data. Get Compliant.

Financial firms today are under more pressure than ever to demonstrate their compliance to financial regulators. A key part of that is a powerful, automated Trade Surveillance system.

Our Trade Surveillance System TZ is currently trusted by over 100 financial firms. Our trade surveillance system can test all major asset classes and provides tests to satisfy the requirements of financial regulators across the globe, including FCA, SEC, FINRA, AMF, CySEC, MAS and more.
Learn More

Monitor Communications. Improve Oversight. Negate Risk.

Across the globe, financial regulators are investigating how compliance teams manage the risk of communications on electronic communication platforms. Communications can be the first sign of potentially high-risk behaviour, and regulators want to ensure that firms are monitoring these interactions and linking them to abusive trading.

Our eComms solution automatically detects suspicious keywords and phrases in your firm's communications and links these messages to abusive or high-risk trades.
Learn More

Monitor Performance. Create Efficiency. Negate Risk.

MiFID II states that “A firm must take all sufficient steps to obtain, when executing orders, the best possible results for its clients”. With these rules in place, firms need to demonstrate that they are always acting in the best interest of their clients.

With the ever-increasing variety of trading platforms, instruments and asset classes, doing this manually is no longer feasible.

Our Best Execution solution offers everything you need to comply with these requirements, including automated best execution testing, RTS 27 & 28 reporting, and sophisticated transaction cost analysis tools.
Learn More

Worried about the switchover to EMIR REFIT? Don’t be. We’ve got it covered

In April 2024, ESMA and the European Parliament will implement EMIR REFIT - a major update to the EMIR reporting regime. In the UK, the FCA will follow suit shortly after. This change is causing a lot of firms concern about how they will manage their changing regulatory obligations. We understand this concern, and have put in place a roadmap to ensure all eflow clients are helped through the entire switchover with no downtime, compliance gaps, or additional costs.
Learn More

Trusted By Industry Leaders

Compliance Manager - Aegon Asset Management

eflow’s commitment to product development as regulation changes stands out amongst its competitors. With eflow we are confident that we have a partner that will evolve as our requirements also evolve.

Industry Recognition

RegTech100 2023
Photo of TTI 2022 Award
Photo of RegTech100
Photo of HFM 2022 US Award
Photo of RTI US 2021 Award
A photo of Eflow Global RegTech Insight Awards 2021 Europe
A photo of HFM European Technology Awards 2021
A photo of Eflow Global TrandingTech Insight Awards 2020 Europe

Get In Touch

Have a question? Want to book a consultation or a system demo? Get in touch by clicking the button below