eflow is a market-leading, UK-based fintech company specialising in regulatory compliance solutions. We offer a number of services intended to help investment firms understand and comply with complex financial regulations enacted by global regulatory bodies. Our solutions can help firms located both within and outside of the European Union to achieve this goal. All of our services are regularly updated to adhere to any new regulations which have been passed.
One of our top priorities is to ensure that our solutions stay constantly up to date with any and all new financial regulations which have been passed. As of July 2019, our solutions cover MiFID II, MiFIR, MAD II, MAR, Dodd-Frank and Volcker Rule, just to name a few.
We pride ourself on our bespoke approach to regulatory compliance. We are willing to work with our clients to find a solution that works for them, and our expert support team will ensure you have all the information you need to make the most of our services.
Our Products
TZ is our trade surveillance software, which runs on our patented PATH technology. TZ allows our clients to test millions of trades per day against a number of benchmarks to highlight any compliance violations which have taken place.
We can test for over 15 different forms of market abuse, 6 forms of best execution, and insider trading. All in all, TZ contains over 30 individual tests. Every one of these tests can be configured using customizable parameters to ensure that your firm’s needs are being met.
All of eflow’s solutions are built using the same core technology – PATH. PATH (or Peer Application Transaction Hub) is a patented workflow hub which serves as the foundation for all of our regulatory solutions. It enables simple user control across all of our products, enables simple exception management within TZ and, for no extra cost, provides all users with a complete collection of their data – a comprehensive digital data warehouse, ready to be accessed at a moment’s notice. This allows MiFID-compliant transaction reports to be compiled quickly and easily.
Whatever your firm’s needs, eflow has a solution that’s tailor-made for you.
The eflow Blog
Clashes Between EU and UK Asset Managers Over MiFID II Unbundling
Disagreement Over Research Unbundling Between UK and EU Fund Managers As part of the regulatory framework enacted by MiFID II in January of 2018, asset managers were required to separate the cost of research from other costs such as trading commissions. This...
COVID-19 Exposes Gaps in Market Data Supply
Market Data Vendors Struggle to Keep Up Amid Coronavirus Pandemic Since the outbreak of COVID-19 has spread and made its impact known on global markets, a number of banks and investment firms have been required to fall back on Business Continuity Measures (BCP). As a...
Best Execution Reporting During the COVID-19 Pandemic
ESMA Releases Public Statement on MiFID II Best Execution Reporting During COVID-19 Pandemic The disruption to markets caused by preventative lockdowns in response to the Coronavirus pandemic has caused execution venues and firms a great deal of uncertainty with...
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