Regulatory Compliance for modern markets

eflow is a market-leading, UK-based fintech company specialising in regulatory compliance solutions. We offer a number of services intended to help investment firms understand and comply with complex financial regulations enacted by global regulatory bodies. Our solutions can help firms located both within and outside of the European Union to achieve this goal. All of our services are regularly updated to adhere to any new regulations which have been passed.

One of our top priorities is to ensure that our solutions stay constantly up to date with any and all new financial regulations which have been passed. As of July 2019, our solutions cover MiFID II, MiFIR, MAD II, MAR, Dodd-Frank and Volcker Rule, just to name a few.

We pride ourself on our bespoke approach to regulatory compliance. We are willing to work with our clients to find a solution that works for them, and our expert support team will ensure you have all the information you need to make the most of our services.

Our Products

TZ is our trade surveillance software, which runs on our patented PATH technology. TZ allows our clients to test millions of trades per day against a number of benchmarks to highlight any compliance violations which have taken place.

We can test for over 15 different forms of market abuse, 6 forms of best execution, and insider trading. All in all, TZ contains over 30 individual tests. Every one of these tests can be configured using customizable parameters to ensure that your firm’s needs are being met.

All of eflow’s solutions are built using the same core technology – PATH. PATH (or Peer Application Transaction Hub) is a patented workflow hub which serves as the foundation for all of our regulatory solutions. It enables simple user control across all of our products, enables simple exception management within TZ and, for no extra cost, provides all users with a complete collection of their data – a comprehensive digital data warehouse, ready to be accessed at a moment’s notice. This allows MiFID-compliant transaction reports to be compiled quickly and easily.

Whatever your firm’s needs, eflow has a solution that’s tailor-made for you.

The eflow Blog

As well as providing regulatory solutions for the financial services industry, eflow runs a popular financial news blog. This blog gives the experts at our company a chance to provide opinions and insights on the latest in financial news. Our coverage of MiFID II-related news is unparalleled. In the past, we’ve examined the global influence of MiFID, its impact on the cryptocurrency market and the difficulties it poses for fintech and regtech companies.

You can visit our blog here, or browse our most recent articles using the carousel below.

MiFID III – How Regulatory Bodies Can Improve On MiFID II

REGULATORY MiFID III - How Regulatory Bodies Can Improve On MiFID II It has now been two years since MiFID II was first implemented, and its impact on investors and the markets more generally is gradually becoming clearer.  With this clarity comes a greater understanding of how some of the more...

Fifth Of UK Fund Managers Admit To Inaccurate Reporting

Fifth Of UK Fund Managers Make Reporting Errors to FCA According to data obtained under an FOI request by Duff & Phelps, approximately one-fifth of all UK fund managers are guilty of making errors in their transaction reporting to the Financial Conduct Authority (FCA).  These errors have been...

ESMA Updates Q&A On Investor Protection

ESMA Updates Q&As on MiFID II and MiFIR Investor Protection & Intermediaries ESMA has updated its questions and answers on the implementation of investor protection topics under the Markets in Financial Instruments Directive and Regulation. On December 4th, the European Securities and...

LME Requests Six-Month Delay to Telephone Trading Compliance

LME Requests Six-Month Delay to Telephone Trading Compliance The London Metal Exchange (LME) has stated that it will take an extra six months to ensure that trades made via telephone are compliant with new transparency requirements implemented as part of MiFID II.  The European Securities and...

MiFID II Unbundling Relief Period Extended to 2023 by SEC

MiFID II Unbundling Relief Period Extended to 2023 by SEC The US Securities and Exchange Commission has granted a three-year extension to the MiFID II relief period for American firms. The SEC will allow US brokers to continue bundling execution and research payments for another three years. In...

What we do different

Most regulatory compliance providers waste time and resources creating client systems from the ground up whenever they sign a new client. This slows down the onboarding and implementation process, takes resources away from support teams, and can negatively impact user experience.

eflow approaches compliance differently. Thanks to our pattented PATH technology, we are able to generate user-friendly systems in a fraction of the time it would take our competitors without sacrificing any flexibility. All TZ systems created using the PATH platform are entirely customisable, meaning they can fit the needs of any firm, regardless of their size or the number of transactions they need to test.

PATH also provides a stability and reliability which other compliance solutions lack. Systems built from scratch haven’t been tested in the real world yet. But we already know that PATH works. It’s been powering our solutions for 15 years, and has proven its effectiveness time and time again, helping countless clients meet their regulatory compliance needs.

If you want to find out more, fill out the contact form below, or call us at +44 (0) 207 101 4493.

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