Regulatory technology for asset, wealth and investment managers
Asset, wealth and investment managers are under mounting pressure to meet evolving compliance demands. As regulators become more stringent, firms need to focus on improving the efficiency and accuracy of how they monitor, report, and manage risk to stay ahead of regulatory expectations, while reducing operational burdens.
How eflow helps asset, wealth and investment managers overcome their regulatory challenges
Asset, wealth and investment managers are dealing with more complex client requirements than ever before. This means that you need sophisticated and configurable regulatory technology that can keep up with your operational demands.
eflow’s award-winning solutions are engineered to adapt to your firm’s specific requirements. Whether that’s managing multiple asset classes, cross-jurisdictional trading, or particularly complex trading lifecycle, you have the peace of mind of knowing that your regulatory processes will stand up to scrutiny.
Ensure compliance across multiple asset classes and client types
Generate ‘one true view’ of your firm’s data
Break down silos and improve communication
Automate and streamline your regulatory reporting
Class-leading regulatory compliance solutions
Trade Surveillance
eflow’s TZTS system offers asset, wealth and investment management firms a robust, efficient and highly configurable way of managing their trade surveillance obligations. It combines comprehensive asset class coverage, configurable settings to cater for different client types, and a case management system to improve data sharing across teams.
eComms Surveillance
TZEC offers asset and wealth managers a fully integrated eComms surveillance solution as part of a holistic strategy to prevent market abuse. Generate a comprehensive view of your digital communications channels, identify potentially suspicious behaviour, and make informed, data-led decisions based on the intent and context surrounding each trade.
Transaction Reporting
TZTR enables asset, wealth and investment managers to satisfy their transaction reporting obligations for both EMIR and MiFIR with the minimum of effort. The system will be configured to your firm’s specific requirements, includes automatic data enrichment and validation, and streamlines the regulatory reporting process to remove the burden from your own team.
Best Execution and TCA
Asset, wealth and investment management firms must demonstrate that they are acting in the best interests of their clients at all times. TZBE enables you to meet these obligations by automating best execution tests, generating highly granular TCA reporting, and uncovering commercial insights to enhance your trading strategy and strengthen client relationships.
eflow’s commitment to product development as regulation changes stands out amongst its competitors. With eflow we are confident that we have a partner that will evolve as our requirements also evolve.
