MiFID II’s Transatlantic Influence

MiFID II’s Transatlantic Influence

While MiFID II may have been implemented and enforced solely within the EU, its effects are starting to extend beyond European borders. A recent report published by the TABB Group, entitled ‘US Institutional Trading 2018: Adapting to New Reality’, has shown that 87%...

FCA, Asset Managers and Market Abuse Controls

Ever since 2015, the Financial Conduct Authority (FCA) have been increasingly focussed on the minimisation of market abuse within the asset management industry. The origin of the FCA’s most recent campaign against market abuse can be traced back to the findings of a...
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