Regulatory Compliance Solutions for the Financial Services Industry
Our award winning compliance solutions have given buy-side and sell-side financial firms the freedom to thrive with the confidence of knowing that their regulatory compliance is taken care of. We cover everything from market abuse, best execution, and transaction cost analysis to EMIR, MiFIR and SFTR reporting.
Not sure where to start? Find a compliance solution tailored to fit your business type
Buy Side
Sell Side
Principal Firms and Solution Providers
Solutions for Asset Managers, Banks, Wealth Managers, Hedge Funds and More
Market abuse, best execution, transaction cost analysis, transaction reporting and regulatory reporting solutions specifically tailored for the buy side.
Ingest, test and monitor everything from vanilla exchange traded products to exotic OTC products such as CDOs, CLOs, mortgage-backed securities and structured products to ensure wider compliance coverage.
Set parameters dynamically to account for factors such as strategy, portfolio types, execution methods, or any other data field. Utilise flexible calibration options to ensure your system works for your business type and trade flows.
Tailored solutions for everything from small family offices to multi-jurisdictional banks.
Streamlined, exception-based system offers transparent surveillance and reporting with simple case management and flexible workflows.
Compliance Solutions for Banks, Broker Dealers and More
Market abuse, best execution, transaction cost analysis, transaction reporting and regulatory reporting solutions specifically tailored for the sell side.
Utilise our robust infrastructure to ingest extremely high trade volumes - up to 10s of millions of trades per day - with no effect on system speed and performance.
Handle the compliance demands of high trade volumes with flexible parameterisation. Set dynamic and conditional parameters to account for factors such execution method (Direct Market Access), client/entity type, systematic trading, algorithmic trading and more. Reduce the noise of false positives and false negatives to stay compliant.
Exception-based approach ensures a streamlined and simple compliance workflow while ensuring compliance.
Flexible Solutions for Principal Firms, Solution Providers and FinTechs
Set up a flexible regulatory compliance workflow to monitor your clients and Appointed Representatives (ARs) for market abuse and best execution.
Flexible calibration options allow you to monitor all clients in a single TZ system, or set up individual systems for each client. Our business analysis team will help you decide which option is best for you.
Set up bespoke, dynamic parameters to cover your entire client base and supplement your base testing parameters with a subset of parameters specific to each client. This will help to reduce false positives in your system.
Vast asset class coverage can cover a range of ARs and client types.
We also offer transaction reporting for both primary and secondary market clients with our reporting solution TZTR.
In the wake of recent market volatility, the Financial Conduct Authority has released a statement outlining their approach to market abuse enforcement. In particular, the regulator has promised stricter legal action and criminal prosecution against abusive traders.
Brewin Dolphin has used TZ for Trade Surveillance for six years. At Brewin Dolphin we consider a vendor relationship to be more than just the vendor providing a product; we look for vendors who are committed to product and customer service improvement. eflow fit that requirement perfectly.
eflow’s commitment to product development as regulation changes stands out amongst its competitors. With eflow we are confident that we have a partner that will evolve as our requirements also evolve.
We have been consistently impressed with eflow’s constant dedication to ensuring that our compliance needs are met. We would recommend them to any firm looking for a market abuse or best execution solution.
Brewin Dolphin has used TZ for Trade Surveillance for six years. At Brewin Dolphin we consider a vendor relationship to be more than just the vendor providing a product; we look for vendors who are committed to product and customer service improvement. eflow fit that requirement perfectly.
eflow’s commitment to product development as regulation changes stands out amongst its competitors. With eflow we are confident that we have a partner that will evolve as our requirements also evolve.
We have been consistently impressed with eflow’s constant dedication to ensuring that our compliance needs are met. We would recommend them to any firm looking for a market abuse or best execution solution.
Brewin Dolphin has used TZ for Trade Surveillance for six years. At Brewin Dolphin we consider a vendor relationship to be more than just the vendor providing a product; we look for vendors who are committed to product and customer service improvement. eflow fit that requirement perfectly.
While it can get very complex in practice, the concept is fairly simple: trade surveillance is the process of monitoring financial transactions for potentially illegal or abusive trading. This is a requirement of most financial regulators throughout the world.
Out solutions cover a range of global regulatory compliance requirements. All the solutions listed below can be used in the EU, UK, North America and APAC regions to ensure compliance with local regulatory standards.
Market Abuse
Automatically ingest, monitor and test trade data for over 30 forms of abusive activities and behaviours. TZ will identify suspicious trades, trigger alerts based on your parameters, and provide sophisticated case management tools so you can deal with outliers.
Effortless Best Execution monitoring and reporting. Test trades against a range of benchmarks and generate compliant RTS 27 & RTS 28 reports in a few clicks.
Analyse and test transactions against a wide range of industry benchmarks. Set parameters to automatically trigger alerts whenever an execution is made that falls outside your thresholds.
Compile trade data and generate regulator-ready MiFID II reports in a few clicks. TZTR automatically connects with a number of Approved Reporting Mechanisms (ARMs) and National Competent Authorities (NCAs)
Simplify your EMIR reporting process and connect with a number of approved Trade Repositories (TRs). Compile, create and submit EMIR reports in a few clicks.
Simple, automated reporting for securities financing transactions (SFTs). Complile trade data and format into regulator ready reports with a few clicks.
MiFID II states that firms must retain records for up to 5-7 years. TZ comes with this functionality as standard, storing all data in WORM format for a minimum of 7 years.
eComms Surveillance
Analyse non-structured communication data such as emails, IMs, Whatsapps to ensure compliance with a range of compliance regulations. (Offered via partnership)
Market Data Insights
Compare your trade data against market data from over 250 global venues, track price movements, and generate reports from within TZ.
The Latest
Blog posts and videos from industry experts, keeping you up to date on the latest news in regulatory compliance and financial markets
When you subscribe to any one of our solutions, you’ll get access to our market and reference data stores. These stores are updated every day with data from over 250 global venues. This data can then be included in reports, used to test against your own trade data, and formulate market insights
Trade data from over 250 global venues
Supplied buy a number of providers including Refinitiv
Bloomberg news feeds
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Industry Recognition
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