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FCA Addresses Market Abuse Concerns During COVID-19

FCA Addresses Market Abuse Concerns During COVID-19

FCA Market Watch 63 Addresses Market Conduct During Coronavirus Pandemic  In their latest Market Watch newsletter, the FCA have addressed the importance of proper ‘market conduct and discipline in the context of coronavirus’.  In a direct appeal,...

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COVID-19 Exposes Gaps in Market Data Supply

COVID-19 Exposes Gaps in Market Data Supply

Market Data Vendors Struggle to Keep Up Amid Coronavirus Pandemic Since the outbreak of COVID-19 has spread and made its impact known on global markets, a number of banks and investment firms have been required to fall back on Business Continuity...

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Best Execution Reporting During the COVID-19 Pandemic

Best Execution Reporting During the COVID-19 Pandemic

ESMA Releases Public Statement on MiFID II Best Execution Reporting During COVID-19 Pandemic The disruption to markets caused by preventative lockdowns in response to the Coronavirus pandemic has caused execution venues and firms a great deal of...

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ESMA Updates Q&A On Investor Protection

ESMA Updates Q&A On Investor Protection

ESMA Updates Q&As on MiFID II and MiFIR Investor Protection & Intermediaries ESMA has updated its questions and answers on the implementation of investor protection topics under the Markets in Financial Instruments Directive and Regulation....

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