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MiFID II Inducements: How Should You Handle Them?

MiFID II Inducements: How Should You Handle Them?

Inducements Under MiFID II MiFID, the Markets in Financial Instruments Directive, is a fundamental part of the financial law in the European Union. It sets out standards for investment services and activities across the EU, although its influence...

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Can Advisers Keep Up With New Financial Regulations?

Can Advisers Keep Up With New Financial Regulations?

Advisers need respite from new regulation The Financial Conduct Authority is walking a "tight rope" balancing between a minimum standard of compliance and promoting competition in the market but advisers must now be allowed respite from new...

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Regulating The Crowdfunding Market

Regulating The Crowdfunding Market

Stronger Regulation Needed for the Crowdfunding Market The international crowdfunding market has seen incredible growth over the last seven years. In fact, in 2010 the overall funding raised via this method hadn’t even hit the $1 billion mark, and...

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