THE EFLOW BLOG
Informed opinions from industry experts.
FCA Market Watch 67: Market Manipulation in the Spotlight
The UK’s Financial Conduct Authority (FCA) has recently published the latest issue of Market Watch – its newsletter on market conduct and transaction reporting issues. This issue focuses on market manipulation and the controls that the regulator...
Why Regulators Should Be Promoting RegTech Adoption
Why Regulators Should Be Promoting RegTech AdoptionDougie Moffat, Business Development ManagerlinkedintwitterAsk anyone on the street whether they know about FinTech and you’re likely to be met with a resounding yes. The same cannot, unfortunately,...
Best Execution and Beyond: What’s Happening to RTS 27 & 28 Post-Brexit?
Best Execution and Beyond: What's Happening to RTS 27 & 28 Post-Brexit?Dougie Moffat, New Business ExecutivelinkedintwitterThe Brexit transition period has now ended, and the UK has severed its legal framework from the EU. For those expecting a...
Quality Control: Is Sampling Effective in Transaction Reporting?
Quality Control: Is Sampling Effective in Transaction Reporting?Ben Parker, CEO and FounderlinkedintwitterFinancial firms face a complex web of regulatory requirements – with transaction reporting undoubtedly taking the crown as one of the most...
Regulatory Responses to Algorithmic Trading
Recent events have pushed algorithmic trading to the front of the financial regulatory agenda. We consider what this might mean for automated trading.
David vs. Goliath or Market Abuse? The Regulatory Challenge Posed by GameStop
David vs. Goliath or Market Abuse? - The Regulatory Challenge Posed by GameStopBen Parker, CEO and FounderlinkedintwitterA New Regulatory Challenge Global financial regulators are eyeing up new controls on market manipulation following the widely...
UK, MAR and Market Abuse After Brexit – The New Regime Explained
The UK, MAR and Market Abuse After Brexit - The New Regime ExplainedDouglas Moffat, New Business ExecutivelinkedintwitterMAR and Market Abuse After Brexit Market abuse is a serious concern for financial regulators. It’s why the European Union...
Technology, Compliance & COVID: The 2021 Thomson Reuters Regulatory Report
Technology, Compliance & COVID 19: Unwrapping Thompson Reuters’ 2021 Report on FinTech, RegTech and the Role of Compliance Ben Parker, Director and Founder linkedintwitterAn increased reliance on technology, continued investment in compliance,...
MiFIR: A Guide to Compliant Investment Transaction Reporting
MiFIR: A guide to Compliant Investment Transaction ReportingBen Parker CEOlinkedintwitterMiFIR and MiFID II are familiar terms in investment circles. These are the statutes that regulate firms involved in the trading of financial instruments across...
EMIR reporting after Brexit – What to Expect
EMIR Reporting After Brexit – What to Expect Ben Parker CEOlinkedintwitterThe end of the UK’s Brexit transition period is fast approaching, and businesses on both sides of the English Channel are hurriedly priming themselves for what’s to come....
eflow and Refinitiv Announce New Market Data Service
eflow and Refinitiv Announce New Market Data Service Agreement London, November , 2020 London-based regulatory compliance firm eflow have today announced that they will be working with Refinitiv in order to further improve the existing market data...
EMIR Reporting Obligations: EMIR Transaction Reporting Explained
EMIR: Everything You Need to Know This page provides an overview of the reporting rules outlined in EMIR, and the actions your firm will need to take in order to be compliant. EMIR (The European Market Infrastructure Regulation) is a European...
eflow Partners with e-Comms Surveillance Provider IP Sentinel
eflow Partners with IP Sentinel to Provide Holistic and Unified Trade and Communication Surveillance Solution Addressing the growing requirement within financial compliance to unify dedicated best of breed trade and e-Communications surveillance at...