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Digital Operational Resilience Act (DORA) - What is it and why is it important?

Digital Operational Resilience Act (DORA) - What is it and why is it important?

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January 15, 2025

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Best execution compliance in a global context

Best execution compliance in a global context

January 13, 2025

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Market Integrity in Focus: FCA’s Call to Action for CFD Providers

Market Integrity in Focus: FCA’s Call to Action for CFD Providers

January 6, 2025

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As US regulators clamp down, how are other regulators managing eComms surveillance?

As US regulators clamp down, how are other regulators managing eComms surveillance?

January 6, 2025

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Compliant Communication: ESMA’s Guidance for Safe Pre-Close Calls

Compliant Communication: ESMA’s Guidance for Safe Pre-Close Calls

December 16, 2024

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Navigating the complexities of best execution legislation

Navigating the complexities of best execution legislation

December 12, 2024

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The SEC’s record-breaking enforcement results for the fiscal year 2024

The SEC’s record-breaking enforcement results for the fiscal year 2024

December 9, 2024

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What eflow saw at XLoD London - The challenges, insights and questions still to be answered

What eflow saw at XLoD London - The challenges, insights and questions still to be answered

November 25, 2024

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Streamlining compliance: Tackling Fund Managers’ regulatory pain points

Streamlining compliance: Tackling Fund Managers’ regulatory pain points

November 20, 2024

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FCA Market Watch 81: Transaction reporting data quality improves, but work still to be done

FCA Market Watch 81: Transaction reporting data quality improves, but work still to be done

November 18, 2024

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eflow
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