Best Execution and Beyond: What’s Happening to RTS 27 & 28 Post-Brexit? Dougie Moffat, New Business Executive FollowFollow The Brexit transition period has now ended, and the UK has severed its legal framework from the EU. For those expecting a marked change...
Quality Control: Is Sampling Effective in Transaction Reporting? Ben Parker, CEO and Founder FollowFollow Financial firms face a complex web of regulatory requirements – with transaction reporting undoubtedly taking the crown as one of the most challenging. Firms need...
Regulatory Responses to Algorithmic Trading Dougie Moffat, New Business Executive FollowFollow A New Regulatory Challenge Algorithmic trading has always been a contentious issue. The use of machines to generate profits at otherwise unfathomable speeds and frequencies...
David vs. Goliath or Market Abuse? – The Regulatory Challenge Posed by GameStop Ben Parker, CEO and Founder FollowFollow A New Regulatory Challenge Global financial regulators are eyeing up new controls on market manipulation following the widely reported...
The UK, MAR and Market Abuse After Brexit – The New Regime Explained Douglas Moffat, New Business Executive FollowFollow MAR and Market Abuse After Brexit Market abuse is a serious concern for financial regulators. It’s why the European Union sought to further...
Technology, Compliance & COVID 19: Unwrapping Thompson Reuters’ 2021 Report on FinTech, RegTech and the Role of Compliance Ben Parker, Director and Founder FollowFollow An increased reliance on technology, continued investment in compliance, and predictably mixed...
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