Technology, Compliance & COVID 19: Unwrapping Thompson Reuters’ 2021 Report on FinTech, RegTech and the Role of Compliance Ben Parker CEO FollowFollow An increased reliance on technology, continued investment in compliance, and predictably mixed opinions on...
MiFIR: A guide to Compliant Investment Transaction Reporting Ben Parker CEO FollowFollow MiFIR and MiFID II are familiar terms in investment circles. These are the statutes that regulate firms involved in the trading of financial instruments across the European Union....
EMIR Reporting After Brexit – What to Expect Ben Parker CEO FollowFollow The end of the UK’s Brexit transition period is fast approaching, and businesses on both sides of the English Channel are hurriedly priming themselves for what’s to come. Whilst nobody can...
eflow and Refinitiv Announce New Market Data Service Agreement London, November , 2020 London-based regulatory compliance firm eflow have today announced that they will be working with Refinitiv in order to further improve the existing market data store currently used...
EMIR: Everything You Need to Know This page provides an overview of the reporting rules outlined in EMIR, and the actions your firm will need to take in order to be compliant. EMIR (The European Market Infrastructure Regulation) is a European regulation intended to...
eflow Partners with IP Sentinel to Provide Holistic and Unified Trade and Communication Surveillance Solution Addressing the growing requirement within financial compliance to unify dedicated best of breed trade and e-Communications surveillance at a widely accessible...
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