by Charlie Gearon | Aug 29, 2019
ESMA Calls For European Commission To Report On Impact of Inducements Disclosure Requirements Under MiFID II As stated in a press release published on July 17, the European Securities and Markets Authority (ESMA) has requested that the EC (European Commission) provide...
by Charlie Gearon | Jun 27, 2019
Advisers need respite from new regulation The Financial Conduct Authority is walking a “tight rope” balancing between a minimum standard of compliance and promoting competition in the market but advisers must now be allowed respite from new regulation, a...
by Charlie Gearon | Jun 25, 2019
Stronger Regulation Needed for the Crowdfunding Market The international crowdfunding market has seen incredible growth over the last seven years. In fact, in 2010 the overall funding raised via this method hadn’t even hit the $1 billion mark, and in the seven years...
by Charlie Gearon | Jun 22, 2019
Regulation Round-Up The month of May saw a swathe of new financial regulations published by ESMA as well as many European National Competent Authorities. This roundup, sourced from Proskauer, will help you get to terms with the most significant of these new...
by Alexander Parker | Jul 12, 2018
eflow Enters Into New Partnership with Unavista London – 12th July 2018 – eflow Ltd has entered in to a partnership agreement with London Stock Exchange Group’s UnaVista to automate Transaction Reporting under MiFID II. UnaVista, which is an ARM (Approved Reporting...
by Alexander Parker | Jul 9, 2018
After the 2007-9 financial crisis and the subsequent high profile scandals that followed, it wasn’t long before the problem of market abuse hit the public radar. The fact that market abuse had played such a significant role in crisis (and that existing methods for...
