FAQS

MiFID II FAQs

With the sheer volume of new regulations enforced by MiFID II, it can be hard to keep track of everything that’s required of your firm. To help you get to grips with some of the key tenets of the EU’s new legislative framework, here’s a series of frequently asked questions that will provide you with the essential information you need to get to grips with MiFID II.

This is not a comprehensive and exhaustive analysis of MiFID II. For a full outline of the requirements put forward in MiFID II, visit ESMA’s website or read Directive 2014/65/EU in full.

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MAR FAQs

In 2016, the European Securities and Markets Authority (ESMA) implemented a new legislative framework intended to prevent market abuse in European financial markets. This legislative regulatory framework is entitled the Market Abuse Regulation – MAR. The following FAQ will help you to better understand the EU’s most recent market abuse regulations and help you to ensure that your firm is fully compliant.

This is not a comprehensive and exhaustive analysis of MAR. For a full outline of the requirements put forward in MAR, visit ESMA’s website or read Regulation (EU) No 596/2014 in full.

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