With the sheer volume of new regulations enforced by MiFID II, it can be hard to keep track of everything that’s required of your firm. To help you get to grips with some of the key tenets of the EU’s new legislative framework, here’s a series of frequently asked questions that will provide you with the essential information you need to get to grips with MiFID II.
In 2016, the European Securities and Markets Authority (ESMA) implemented a new legislative framework intended to prevent market abuse in European financial markets. This legislative regulatory framework is entitled the Market Abuse Regulation – MAR. The following FAQ will help you to better understand the EU’s most recent market abuse regulations and help you to ensure that your firm is fully compliant.