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The Latest

Blog posts and videos from industry experts, keeping you up to date on the latest news in regulatory compliance and financial markets

Compliant Communication: ESMA’s Guidance for Safe Pre-Close Calls

December 16, 2024

Navigating the complexities of best execution legislation

December 12, 2024

The SEC’s record-breaking enforcement results for the fiscal year 2024

December 9, 2024

What eflow saw at XLoD London - The challenges, insights and questions still to be answered

November 25, 2024

Streamlining compliance: Tackling Fund Managers’ regulatory pain points

November 20, 2024

FCA Market Watch 81: Transaction reporting data quality improves, but work still to be done

November 18, 2024

Navigating compliance challenges: How Hedge Funds are leveraging technology to stay ahead

November 13, 2024

Why an order book replay is an essential component of a holistic trade surveillance strategy

November 12, 2024

As US regulators clamp down, how are other regulators managing eComms surveillance?

October 31, 2024

Reducing false positives in trade surveillance

October 24, 2024