Regulatory technology designed for Fund Managers

Fund managers are under increasing pressure to demonstrate that their regulatory processes are robust and fit for purpose. However, this is often easier said than done against a backdrop of challenges that can include complex data management and enrichment requirements.

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How eflow helps Fund Managers to overcome their regulatory challenges

As the regulatory obligations of Fund Managers become increasingly complex, firms need to ensure that their regulatory technology is sophisticated enough to meet their demands.

eflow’s market-leading solutions have been designed to adapt to your firm’s precise needs. Whether that’s managing multiple asset classes, cross-jurisdictional trading, or particularly complex trading lifecycle, you have the peace of mind of knowing that your regulatory processes will stand up to scrutiny.

Access contextual insights through detailed reporting

Access contextual insights through detailed reporting

eflow’s functionality uses supplementary information including news and market events to provide highly contextualised regulatory reporting from one system.
Break down silos and improve communication

Break down silos and improve communication

Facilitate more effective communication between compliance, risk, and legal teams through eflow’s case management functionality, streamlining investigations and resolving issues transparently.
Generate ‘one true view’ of your firm’s data

Generate ‘one true view’ of your firm’s data

Utilise eflow’s highly detailed reporting functionality to generate insights and management information that can be shared with key stakeholders across your firm.
Automate and streamline your regulatory reporting

Automate and streamline your regulatory reporting

eflow’s process automation and data reconciliation removes the need for manual intervention that can place a strain on resources, increase costs, and lead to gaps in your regulatory reporting.

Class-leading regulatory compliance solutions

eflow’s regulatory technology has been engineered with a clearly defined objective in mind; to enable firms to manage their regulatory controls in a more robust, streamlined and efficient way.
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Trade Surveillance for Fund Managers

TZTS offers Fund Managers a highly configurable solution to their trade surveillance requirements. Comprehensive data enrichment, streamlined process automation and tailored reporting provides firms with the ability to mitigate the risk of market abuse more efficiently than ever before.

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eComms Surveillance for Fund Managers

Scrutiny of digital communications has never been higher on the regulatory agenda. TZEC is an integrated eComms surveillance tool that helps Fund Managers to monitor digital messages from one centralised hub, allowing firms to uncover communications that often precede instances of market abuse.

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Transaction Reporting for Fund Managers

TZTR allows Fund Managers to streamline the transaction reporting process that can drain resources from across a firm. Reduce the administrative burden on your compliance team, improve the quality of your data submission, and simplify exception handling through one holistic system.

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Best Execution for Fund Managers

TZBE is a comprehensive Best Execution solution that not only enables firms to meet their regulatory obligations, but also uncovers invaluable trading insights. Generate reports quickly and easily to understand trading performance, refine your strategy, and add even more value to your clients.

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RBC Brewin Dolphin has used TZTS for trade surveillance for six years. At RBC Brewin Dolphin we consider a vendor relationship to be more than just the vendor providing a product; we look for vendors who are committed to product and customer service improvement. eflow fit that requirement perfectly.

Lisa Todd

Head of Surveillance, RBC Brewin Dolphin