Webinar: Market abuse controls and surveillance

From policy design to real-world execution

The second in our series of webinars with ComplyLens explores practical guidance on how to design and implement proportionate, effective and data-driven trade surveillance controls.

Our industry experts explain what regulators expect to see from firms’ in respect of their market abuse governance frameworks, and offer insights into how this can be delivered in a sustainable and effective way. In the session, we cover:

• A case study that illustrates why proportionate, effective, and data-driven surveillance controls are so vital
• What regulators expect from firms in terms of trade surveillance policy and execution
• The role of trade surveillance technology and the impact of AI tools
• The importance of comprehensive venue coverage