Compliance can be complicated. But it doesn’t have to be.
MiFID II Record Keeping
MiFID II requires that firms maintain detailed records of their transactions, communications and documentation. Our Solution helps simplify and automate this process.
Immediate Access to Data
Access any data stored in your system with a few clicks
All of our solutions come with integrated reporting functionality. That means that you can compile reports on all stored data at no additional cost. Reports can be customised to cover different date ranges, filter different forms of data, and can then be exported in various file formats.
Here are the numbers
There’s no substitute for experience.
Years of Development
Tests and Alerts
PATH – Our Development Platform
PATH is the platform we use to build all of our solutions. It’s been consistently refined and updated for over 2 decades. It specialises in large-volume data handling and integration of multiple data sources. Some of its main features are listed below.
Process, sort and store extremely large volumes of data in any file format.
Data Source Integration
Communicate between different data sources with effective straight-through processing.
Reduced risk of human error and increased efficiency.
The eflow Blog
eflow Partners with IP Sentinel to Provide Holistic and Unified Trade and Communication Surveillance Solution Addressing the growing requirement within financial compliance to unify dedicated best of breed trade and e-Communications surveillance at a widely accessible...
FCA Market Watch 63 Addresses Market Conduct During Coronavirus Pandemic In their latest Market Watch newsletter, the FCA have addressed the importance of proper ‘market conduct and discipline in the context of coronavirus’. In a direct appeal, Market Watch 63...
Disagreement Over Research Unbundling Between UK and EU Fund Managers As part of the regulatory framework enacted by MiFID II in January of 2018, asset managers were required to separate the cost of research from other costs such as trading commissions. This...