Regulatory technology for Proprietary Trading Firms
The fast-paced nature of proprietary trading means that firms need agile and responsive regulatory technology that can flex and scale with their operations accordingly. As regulatory pressures increase, eflow can help firms to implement robust solutions that reduce the risk of manipulative behaviour while streamlining operational processes.
How eflow helps proprietary trading firms overcome their regulatory challenges
The regulatory pressure on prop trading firms continues to grow. Greater scrutiny from regulators means that the ability to demonstrate robust and well executed compliance processes is a core requirement, particularly in light of more enforcement action being taken for operational shortcomings.
eflow’s holistic regulatory technology enables firms to strengthen their governance controls while also automating and streamlining their compliance processes. This helps to to reduce the workload of over-burdened compliance teams and help them to focus their attention on high priority tasks.
Monitor for all types of market manipulation
Access contextual insights through detailed reporting
Generate ‘one true view’ of your firm’s data
Automate and streamline your regulatory reporting
Class-leading regulatory compliance solutions
Trade Surveillance for Prop Trading Firms
eflow’s TZTS system enables Proprietary Trading firms to manage their trade surveillance strategy through one centralised digital hub. Highly configurable monitoring parameters, consolidated data management and streamlined workflows provide a holistic solution to mitigate the risk of market abuse.
eComms Surveillance for Prop Trading Firms
TZEC is a comprehensive eComms surveillance solution that can be deployed as a standalone tool or integrate with eflow’s TZTS trade surveillance technology. Firms can monitor digital messages across multiple channels from one centralised hub to uncover messages that often precede instances of market abuse.
Transaction Reporting for Prop Trading Firms
TZTR enables Proprietary Trading firms to simplify and automate their transaction reporting processes for both EMIR and MiFIR. eflow’s technology reduces the administrative burden on your team, improves the quality of your data submission, and simplifies exception handling through one holistic system.
RBC Brewin Dolphin has used TZTS for trade surveillance for six years. At RBC Brewin Dolphin we consider a vendor relationship to be more than just the vendor providing a product; we look for vendors who are committed to product and customer service improvement. eflow fit that requirement perfectly.
