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MiFID II FAQs
Confused about MiFID II? Read our FAQs to learn more.
ESMA MAR Guidelines
ESMA’s Q&A on European Market Abuse Regulation (MAR)
FCA MiFID II Handbook
The FCA’s MiFID II guidelines explained.
Get to grips with ESMA’s Market Abuse Regulation
The eflow Blog
eflow Partners with IP Sentinel to Provide Holistic and Unified Trade and Communication Surveillance Solution Addressing the growing requirement within financial compliance to unify dedicated best of breed trade and e-Communications surveillance at a widely accessible...
FCA Market Watch 63 Addresses Market Conduct During Coronavirus Pandemic In their latest Market Watch newsletter, the FCA have addressed the importance of proper ‘market conduct and discipline in the context of coronavirus’. In a direct appeal, Market Watch 63...
Disagreement Over Research Unbundling Between UK and EU Fund Managers As part of the regulatory framework enacted by MiFID II in January of 2018, asset managers were required to separate the cost of research from other costs such as trading commissions. This...
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