Solutions For Solution Providers and FinTech Platforms
We provide regulatory compliance products for solution providers and FinTech platforms such as wealth techs, hedge fund platforms, or any platform provide infrastructure to the investment market.
The Solutions We Offer to Solution Providers and FinTech Platforms
Trade Surveillance for Market Abuse
Market abuse and trade surveillance solutions for solution providers and FinTech platforms offering services to the investment market.
Flexible calibration options allow you to monitor all clients in a single TZ system, or set up individual systems for each client. Our business analysis team will help you decide which option is best for you.
Inline with the requirements of global regulators, implement dynamic parameters to account for different clients' risk profiles, trading strategies and products when monitoring for market abuse.
TZ offers post-trade surveillance with tests for over 35 different forms of market abuse and market manipulation.
Stay compliant with global market abuse regulations from all financial regulators, including FCA, SEC, FINRA, AMF, CySEC, MAS and more.
Automatically run market abuse tests for Insider Trading / Insider Dealing, Spoofing, Marking the Open / Marking the Close, Wash Trading, Pinging, Layering, Ramping, Churning, Pump and Dump, Painting the Tape and more.
Compile similar alerts into convenient groups and bulk process them to streamline your compliance workflow.
Best Execution Monitoring, Reporting and Transaction Cost Analysis
Best execution and TCA solutions for solution providers and FinTech platforms offering services to the investment market.
Monitor your clients to ensure they are complying with best execution regulations. Monitor clients in a single system or with an individual system for each client.
TZ offers best execution monitoring, RTS 27 and RTS 28 best execution reporting, and transaction cost analysis.
Automatically run best execution tests against a range of benchmarks including VWAP, Time, Venue, Implementation Shortfall and Best Bid/Ask.
Set test parameters dynamically to automatically account for variables to reduce false positive. Set conditional parameter values based on a number of reference and market data metrics, and customise parameters based on any field within your data.
Compile similar alerts into convenient groups and bulk process them to streamline your compliance workflow
EMIR, MiFIR and SFTR Transaction Reporting
EMIR, MiFIR and SFTR transaction reporting solutions for solution providers and FinTech platforms offering services to the investment market.
Transaction reporting for both primary and secondary market clients.
TZTR provides control over the entire reporting lifecycle from order to settlement.
Perform automatic 3-way reconciliation on all trade data to ensure accuracy from source (trading system), to intermediary (ARM/TR) to NCA.
Ingest response files from regulators, ARMs and TRs and make edits to your reports on a field-by-field basis without leaving the system.
Automatic submission and resubmission of reports to reduce workload.
Automatically cross reference all records against the FIRDs register to ensure eligibility.
Market Abuse In The Spotlight
The State of Trade Surveillance in 2022: Market Watch 69
Blog
The FCA discusses the state of trade surveillance and market abuse monitoring in their latest market watch newsletter. The regulator has encouraged firms to adopt a dynamic and conditional testing to reduce false positives and account for varying market conditions