Market Abuse

eflow launches enhanced eComms Surveillance tool

eflow launches enhanced eComms Surveillance tool

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July 11, 2024

H1 enforcement roundup: Firms' systems and controls are called into question

H1 enforcement roundup: Firms' systems and controls are called into question

July 4, 2024

U.S. regulators and the fight against market abuse

U.S. regulators and the fight against market abuse

June 19, 2024

Market Watch 79: the need for stronger testing of surveillance systems

Market Watch 79: the need for stronger testing of surveillance systems

May 20, 2024

Emerging threats and the importance of market abuse surveillance

Emerging threats and the importance of market abuse surveillance

May 15, 2024

FCA Market Watch 79 highlights firms’ fundamental trade surveillance failures

FCA Market Watch 79 highlights firms’ fundamental trade surveillance failures

May 10, 2024

The pros and cons of AI in trading

The pros and cons of AI in trading

April 1, 2024

Cross-border compliance is a challenge for 74% of firms

Cross-border compliance is a challenge for 74% of firms

March 21, 2024

Enforcements update: almost $400 million dished out in fines in the first two months of 2024

Enforcements update: almost $400 million dished out in fines in the first two months of 2024

March 5, 2024

FCA releases Market Watch 77

FCA releases Market Watch 77

February 16, 2024

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