Regulatory news

Market Watch 74 - Our Approach to Ensuring Compliance

Market Watch 74 - Our Approach to Ensuring Compliance

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July 28, 2023

A deep dive into FCA's Market Watch 73

A deep dive into FCA's Market Watch 73

May 30, 2023

Market abuse enforcements: Where are regulators focusing, and what will they do next?

Market abuse enforcements: Where are regulators focusing, and what will they do next?

May 16, 2023

Embracing the future: The importance of automation for compliance and operations

Embracing the future: The importance of automation for compliance and operations

March 22, 2023

The Consumer Duty: What MiFID II investment firms need to know

The Consumer Duty: What MiFID II investment firms need to know

February 20, 2023

FINRA Publishes Findings on Manipulative Trading

FINRA Publishes Findings on Manipulative Trading

January 12, 2023

FCA Publishes Open Letter on CFD Regulation

FCA Publishes Open Letter on CFD Regulation

December 2, 2022

FCA Promises Strict Action Against Abusive Traders

FCA Promises Strict Action Against Abusive Traders

June 21, 2022

MFSA Publishes Circular on Market Abuse Regulation

MFSA Publishes Circular on Market Abuse Regulation

April 21, 2022

FCA Publishes Strict Three-Year Strategy For Regulation In The UK

FCA Publishes Strict Three-Year Strategy For Regulation In The UK

April 7, 2022

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