TZTS Trade Surveillance for Market Abuse
With financial institutions under greater pressure than ever before to demonstrate compliance, a powerful and comprehensive trade surveillance tool is a vital part of your regulatory strategy. TZTS has been engineered to offer firms a robust, holistic and dynamic solution to this challenge.
Simplify, streamline and strengthen your trade surveillance
Powered by machine learning and behavioural analytics, TZTS monitors for FCA/EU (MAR)/SEC/CFTC/MAS and other NCA designated agencies’ market manipulation and insider dealing market abuse typologies. It covers both their identification and provides the supporting evidence to the relevant NCA.
It can test all major asset classes, can be tailored to your exact specification, and enables you to dynamically adjust test parameters on an ongoing basis. This enables firms to satisfy global regulatory requirements, automate previously time consuming compliance checks, all while reducing unnecessary ‘noise’ that distracts from your primary business goals.
How TZTS adds value to your trade surveillance strategy
With the regulatory landscape evolving at an unprecedented rate, TZTS has been designed to offer firms a dynamic trade surveillance system that adapts to organisational and environmental change.
Customisable implementation options, regular updates and dynamic parameter testing means that TZTS is the most flexible and feature-rich trade surveillance solution available on the market today. You also have the unique option to fine-tune your platform’s configuration to your exact needs by experimenting with various parameters in an independent sandbox, which can then be seamlessly promoted to your live environment.
However, this depth of functionality doesn’t mean that the platform needs constant attention to make the most of it. Automated workflows and a highly intuitive user experience ensures that you spend as little time as possible worrying about your compliance procedures, and more time focusing on your business goals.
Automate your trade surveillance
Improve data accuracy, drive efficiency and strengthen regulatory governance
Faster, more robust reporting
Choose from preset and customisable reports to generate management information quickly and efficiently
Enrich your trade data automatically
Strengthen your trade surveillance governance through eflow’s automated data enrichment process
Meet regulatory obligations more efficiently
Generate comprehensive audit trails through the platform to save time, effort and resources
Combine your regulatory and commercial goals
Align your platform with your trading strategy through highly configurable parameters and alerts
Investigate historic trading activity quicker
Use order book replay functionality to generate highly visual trading activity records that are overlaid with easily digestible, contextual information
Create ‘one source of the truth’
Manage and escalate market abuse alerts more efficiently through a centralised digital system
‘Always on’ trade surveillance
Reduce the time you spend monitoring trade surveillance safe in the knowledge that TZTS offers 24/7/365 coverage
Fine-tune your platform
Configure TZTS to your exact needs by experimenting with various parameters in an independent sandbox
We’re offering a free, no-obligation Market Abuse Health Check
Are you confident in your firm’s trade surveillance strategy to combat the threat of market abuse?
As part of our Market Abuse Health Check campaign, Jonathan Dixon - eflow’s Head of Surveillance - will review the details you submit and deliver a clear, unbiased evaluation of your current trade surveillance strategy. Drawing on his extensive industry experience and subject matter expertise, Jonathan will provide expert insights and recommend actionable improvements to strengthen your firm’s trade surveillance processes.
Regulatory technology that evolves with your business
While the legislation that governs financial institutions is clearly defined, we understand that each firm’s regulatory strategy is unique. This is why we have designed our solutions to be regionally agnostic and mould flexibly around your organisation’s specific requirements.
Comprehensive monitoring
Automatically monitor your trades, identify suspicious behaviour, and generate evidence of market abuse
Data enrichment
Automated data enrichment for all alerts and asset types from the eflow Market Data Store which curates data from more than 250 sources
Trackable platform use
Gain insights on how your compliance team is interacting with the system and view full internal audit trails
Data archiving
MiFID II-compliant data archiving and indexing included as standard
Clear reporting
View all flagged trades, process and report them however you see fit
Order book replay
Explore, replay and report on historical trading activity quickly and clearly
Data-led insights
Group your alert generation history by entity, trader or instrument and compare them to general market trends and movements
Real-time alerts
Receive notifications when edits are made to alerts and access activity logs to maintain audit trails
Tailored reporting
Set test parameters to automatically account for variables and reduce false positives.
Trusted by industry leaders
Lisa Todd, Assistant Director, RBC Brewin Dolphin
RBC Brewin Dolphin has used TZTS for trade surveillance for six years. We consider a vendor relationship to be more than just a company providing a product; we look for vendors who are committed to product and customer service improvement. eflow fit that requirement perfectly.
The latest regulatory insights from eflow
Read our experts’ views on the latest developments in regulation, market abuse, trade surveillance, and much more.