Compliance can be complicated. But it doesn’t have to be.
TZ Regulatory Compliance Solutions
TZ is our flagship software. It’s powered by PATH and can provide all kinds of different regulatory compliance solutions. Here are just some of the things it can do. Click on any of the links to learn more about that feature.
Custom and Personalised Reports for Alternative Reporting Requirements.
Trade Life-Cycle Management
Straight-Through Processing for the Entire Life Cycle of Trades from Order to Settlement.
MiFID II Record Keeping
Record Storage In WORM Format Compliant With All MiFID II Compliance Standards
TZ Is Available As A White-Label Regulatory Compliance Solution.
TZ is a fully consolidated regulatory compliance system. That means it can test records, trigger alerts and generate reports - all in one place. Once TZ has run trade surveillance testing on your records, you can quickly compile custom or preset reports with just a few clicks without leaving the software to access a separate reporting system. It's a streamlined approach to compliance.
Here are the numbers
There’s no substitute for experience.
Years of Development
Tests and Alerts
PATH – Our Development Platform
PATH is the platform we use to build all of our solutions. It’s been consistently refined and updated for over 2 decades. It specialises in large-volume data handling and integration of multiple data sources. Some of its main features are listed below.
Process, sort and store extremely large volumes of data in any file format.
Data Source Integration
Communicate between different data sources with effective straight-through processing.
Reduced risk of human error and increased efficiency.
The eflow Blog
eflow Partners with IP Sentinel to Provide Holistic and Unified Trade and Communication Surveillance Solution Addressing the growing requirement within financial compliance to unify dedicated best of breed trade and e-Communications surveillance at a widely accessible...
FCA Market Watch 63 Addresses Market Conduct During Coronavirus Pandemic In their latest Market Watch newsletter, the FCA have addressed the importance of proper ‘market conduct and discipline in the context of coronavirus’. In a direct appeal, Market Watch 63...
Disagreement Over Research Unbundling Between UK and EU Fund Managers As part of the regulatory framework enacted by MiFID II in January of 2018, asset managers were required to separate the cost of research from other costs such as trading commissions. This...