Trade Surveillance

An effective trade surveillance system is key to providing clarity and transparency in today’s global market. With so many regulatory requirements to adhere to, a forward-thinking strategy around trade surveillance and compliance monitoring doesn’t just help you to meet regulations – it can help you surpass them. With the right trade surveillance systems, you can generate insight, reduce the risks of penalties and keep your firm competitive.

The Core Modules of TZ

Our TZ system is comprised of three core modules, each of which is designed specifically to help your firm achieve total regulatory compliance. The three core modules of TZ are:

Market Abuse

TZ for Market Abuse is a solution that’s both comprehensive and flexible, and gives your firm full compliance with MAD, MAD II and MAR.

Best Execution

TZ for Best Execution gives firms access to instant reporting and analysis, and offers bespoke solutions for all varieties of financial firm.

TCA (Transaction Cost Analysis)

TZ for Transaction Cost Analysis Solution helps firms to understand helps firms to understand whether the correct procedure was followed in line with MiFID II regulations and your best execution policy

Why Choose TZ?

TZ for Trade Surveillance or Market Abuse is our comprehensive solution for efficient trade surveillance and compliance monitoring. It helps firms meet best practice requirements for regulatory reporting and market manipulation detection, and is fully customisable to meet your specific trade surveillance needs.

With the Trade Surveillance or Market Abuse product, you can enjoy all the benefits of an off-the-shelf solution with a flexible, tailored bespoke service.

TZ for Trade Surveillance or Market Abuse is fully compliant with the requirements set out in the Markets in Financial Instruments Directive (MiFID I and II) and the Market Abuse Directive (MAD I and II), as well as North America’s Dodd Frank Reform, Volcker Rule and Market Abuse Directive.

TZ is eflow’s complete post-trade surveillance platform. Ideal for trade surveillanceand compliance monitoring, our solution covers the regulatory requirements ofMiFID, MiFIR/MiFID II, MAD, MAD II, and EMIR and ESMA guidelines in Europe,as well as Dodd Frank, Volcker Rule and MAD in North America.

Key Features of TZ

Fully customisable charts and graphs to ensure your firm’s requirements are met

A reduction in false positives through customisable parameters, business logic editing capabilities and exception-based handling

The ability to enforce defined compliance workflow and maintain complete audit trails

Hosting through the eflow infrastructure to minimise disruption and IT requirements for your firm

The ability to generate comprehensive management reports across the alert database

Covered Asset Classes

The TZ system can process a wide variety of asset classes. The diagram below indicates what asset classes are covered by the TZ system.

 

For a free proof of concept, or to book
a demonstration, get in touch.

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